Opening for Head of Compliance at PricewaterhouseCooper (PwC)

Employment Nigeria 14-Sep-2016 LAGOS , Administrative

PricewaterhouseCooper (PwC) - Our client is a subsidiary of one of the major Nigerian banks focusing on providing custodial services to its customers in accordance with the Pension Reform Act. In a bid to sustain its foothold in the market, our client seeks to employ a suitable candidate to fill the position below:

POSITION : Head Compliance

Roles & Responsibilities

Conduct compliance audits covering all operational areas
Provide up-to-date Departmental Operating Manuals/procedures in line with PenCom guidelines and PRA 2014 and secure Board approval for same
Identify potential problem areas and recommend appropriate solutions
Continuously monitor and ensure implementation of regulations, codes, rules and regulations, as may be issued from time to time by the Commission
Advise Management on compliance issues and keep them informed on developments in this area
Monitor regulatory changes and ensure the dissemination of regulatory updates of regulations, rules or guidelines and periodic compliance changes to concerned offices/officers
Prepare compliance reports on weekly, monthly and quarterly basis to Management, the Board and the National Pension Commission
Identify and monitor corporate/investment activities and policy initiatives, as the case may be, with a view to identifying issues and ensuring compliance in accordance with the provisions of the PRA 2004
Ensure that appropriate levels of confidentiality and discretion are maintained throughout the compliance monitoring processes
Disclose fully and report all violation to appropriate authorities, including the Commission
Inform company about the standards for conduct and ethical obligations required
Ensure that a suitable code of conduct exists in company
Create and promote a positive compliance attitude and culture within company
Ensure that all investments and other operational transactions comply with all relevant legislations, regulations and policies through appropriate control systems in order to minimize and mitigate risks
Ensure that information given to customers are clear, straight-forward and not misleading
Ensure that appropriate remedial or disciplinary action is taken if breaches are identified
Monitor and test new compliance technologies and procedures such as intelligent transaction monitoring systems etc.

Requirements

Minimum of Bachelor's Degree or its equivalent in Accounting, Actuarial Science, Auditing, Finance, Economics, Commerce, and Law or in any other numerate or semi-numerate field.
Relevant professional certifications is an added advantage
Minimum of 10 years Post Graduation experience, with at least 8 in the financial sector and 4 years in a senior management position.

Sorry the application deadline for this job has elapsed

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Opening for Head of Compliance at PricewaterhouseCooper (PwC)

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